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ISTANBUL GELİŞİM UNIVERSITY INFORMATION SYSTEM

AUDIT AND REGULATION IN FINANCIAL INSTITUTIONS COURSE IDENTIFICATION AND APPLICATION INFORMATION

Code Name of the Course Unit Semester In-Class Hours (T+P) Credit ECTS Credit
BAY408 AUDIT AND REGULATION IN FINANCIAL INSTITUTIONS 5 3 3 5

WEEKLY COURSE CONTENTS AND STUDY MATERIALS FOR PRELIMINARY & FURTHER STUDY
Week Preparatory Topics(Subjects) Method
1 - General introduction, introduction of the course and explanation of the topics to be studied Lecture
2 - General information about financial institutions, activities and functions of financial institutions Lecture
3 - Promotion of financial institutions in sub-sectors of the financial sector Lecture
4 - Types of audit in financial institutions: internal audit, independent audit and public audit Lecture
5 - Laws, communiqués and other relevant regulations within the framework of regulation of financial institutions Lecture
6 - Banking Law, Capital Market Law and other related regulations Lecture
7 - Insurance Law, Non-Bank Institutions Law, Payment Institutions Law and other relevant regulations Lecture
8 - MID-TERM EXAM -
9 - Public oversight, principles and instruments in the regulation of financial institutions Lecture
10 - Banking Regulation and Supervision Agency Lecture
11 - Capital Markets Board and Insurance Supreme Board Lecture
12 - Central Bank of Turkey and Savings Deposit Insurance Fund Lecture
13 - Professional associations and activities of financial institutions Lecture
14 - Regulation and supervision of financial institutions in other countries Lecture
15 - - -
16 - FINAL EXAM -
17 - FINAL EXAM -